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TickerSWKH
SectorAsset Management
Mkt cap$192M
EV / EBITDA7.3×
PostureHigh Velocity
Composite62/100
LensTarget-side
SE-Cluster Research·Issuer Brief·Q2 2026CIK 1089907

SWK Holdings Corporation

SWKHHIGH VELOCITYFILING INTENSITY

SWK Holdings Corporation reads as High Velocity (composite 62/100); pressure / disclosure signals dominate the posture this cycle · primary market Financial Infrastructure.

Lens

Disclosed M&A capital (2023–2025)

N/A

flat

vs N/A in 2020–2022

Disclosed transactions

N/A

−99%

0/3 active fiscal years in window

Buyer archetype

Selective Buyer

Acquisition use is visible but targeted.

Composite score

62

/100

High Velocity dominates · Filing Intensity

Financial snapshot
Revenue$41M
EBITDA$25M
Enterprise value$182M
EV / Revenue4.5×
EV / EBITDA7.3×
P/EN/A
Cash$43M
Total debt$33M
as of 2026-05-10
§ I·SE-Cluster Issuer Brief

Behavioral posture, nine reads.

Each index scores the issuer 0–100 against an EDGAR-anchored definition. Scores ≥ threshold elevate the issuer into the index's constituent set; the dominant index drives the masthead label.

Active Acquirer

5/100

Companies actively deploying disclosed capital into M&A

  • $33M disclosed buyer spend

Buyer Cadence

2/100

Buyer-side companies with recent filing activity

  • 322 8-Ks

Target Probability

46/100

Issuers showing target-side patterns from filings

  • Control-process language
  • 47 activism filings

Spin/Carve

0/100

Issuers showing spin-off, carve-out, or sum-of-parts posture

  • 47 activism filings

Pressure Watch

58/100

Issuers facing activism, governance, or control pressure

  • 47 activism filings
  • Latest activism 1.6y ago
  • Control-process filings

Distress Watch

44/100

Issuers showing financial-distress filing patterns

  • 10-Q 215d stale
  • 47 activism filings

Restatement Risk

8/100

Issuers with accounting-integrity flags from filings

  • 2 non-reliance 8-Ks
  • 4 auditor changes
  • 7 NT late filings
  • Latest event 12y ago; heavily discounted

Capital Velocity

Dominant
62/100

Issuers with the highest filing-activity intensity

  • 322 8-Ks
  • 5 form types

Quiet Power

0/100

Large issuers with low signal volume and clean disclosure cadence

  • Enterprise value $182M
  • 10-Q 215d ago
  • 5 active signals
§ II·SE-Cluster Issuer Brief

Capital cadence.

Ten-year disclosed M&A activity. Bars show spend ($MM); ticks show recorded transaction count. Disclosure tier annotated where v6 audited corpus carries an entry.

16
17
18
19
20
21
22
23
24
25

Disclosed spend $MM Disclosed transactions (right axis)Peak spend year: $20M · Peak count: 1

FYDisclosed buysDisclosed spendAvg ticketAudited tier
2025N/AN/AN/AN/A
2024N/AN/AN/AN/A
2023N/AN/AN/AN/A
2022N/AN/AN/AN/A
20211N/AN/AN/A
2020N/AN/AN/AN/A
§ III·SE-Cluster Issuer Brief

Strategy posture.

The buyer's playbook in terms of strategic archetype: what each disclosed move says about how they're deploying capital.

Archetype mix

  • Platform
    25%
  • Bolt On
    25%
  • Geographic Expansion
    25%
  • Tuck In
    25%

Strategy keywords

Terms recurring across recent 10-K acquisition disclosures.

  • platform
  • bolt_on
  • geographic_expansion
  • tuck_in
§ IV·SE-Cluster Issuer Brief

Filing language.

Direct excerpts from acquisition disclosures and strategy sections: the verbs the buyer chose, in the filings they signed.

Our goal is to redeploy our existing assets to acquire, or invest in, one or more operating businesses with existing or prospective taxable income, or from which we can realize capital gains, that can be offset by use of our NOL carryforwards.

10-KFY2010

Many of our competitors have longer operating histories, significantly greater financial, technical, marketing and other resources, significantly greater name recognition and a larger installed base of customers than we have.

10-KFY2007

Since the completion of the Asset Sale, we have been seeking to redeploy our cash to maximize value for our stockholders and are seeking, analyzing and evaluating potential acquisition candidates.

10-KFY2010

we have been seeking to redeploy our cash to maximize value for our stockholders and are seeking, analyzing and evaluating potential acquisition or investment candidates

10-KFY2011

We may lose potential customers to competitors for various reasons, including the possible introduction by competitors of new software hosting technologies, which could be more scalable, easier to implement and cheaper than the current technologies, and the ability or willingness of competitors to offer lower prices and other incentives that we cannot match.

10-KFY2007
§ V·SE-Cluster Issuer Brief

Market context.

Where this issuer sits inside its SE-Cluster rollup wedge, with disclosed-spend rank plus trading comparables against the public peer set.

Primary market

Financial Infrastructure

Market spend (2023–2025)
$186.1B
Market spend (2020–2022)
$98.1B
Recent vs prior
+90%
Issuer rank in market
N/A
Share of market capital
0.0%

Valuation positioning

7.3×EV / EBITDA

SWKH trades at a -8.9-turn discount to the Financial Infrastructure peer median of 16.2×.

EV / Revenue
4.5×
Net debt / EBITDA
-0.4×
Peer median EV / EBITDA
16.2×

Trading comparables

FMP market data · 2026-05-10

CompanyEV / EBITDAEV / RevNet debt / EBITDARevenueM&A 2023–2025
22.0×14.5×-0.4×$43B$1.8B
21.4×10.8×1.4×$7.9B$451M
16.2×8.2×3.2×$13.1B$10.3B
10.9×3.9×5.4×$8.8B$5.1B
SWK Holdings CorporationSWKH
7.3×4.5×-0.4×$41MN/A
2.3×2.7×-1.1×$187B$81.8B

Trading multiples from FMP market data; disclosed M&A spend from the SE-Cluster EDGAR 10-K corpus. Peer set = top disclosed buyers in Financial Infrastructure. Bars scaled to the highest EV/EBITDA in the set.

§ VI·SE-Cluster Issuer Brief

Buyer landscape.

Public buyers whose stated archetypes, target categories, and recent cadence align with this issuer as a plausible acquisition target. Scores cross EDGAR signal and disclosure overlap.

Likely buyers

No public buyers surface as a strong target-side fit on current signal.

Likely sellers / divestiture partners

No reciprocal divestiture / strategic-alternatives matches identified.

§ VII·SE-Cluster Issuer Brief

Filing activity & signal stream.

Filing cadence and event-driven signals visible on EDGAR. The signal stream below is curated from restatement / spin-carve / activism categories, providing context for any near-term call.

Filing cadence

  • 10-K (annual)382026-03-20
  • 10-Q (quarterly)802025-11-06
  • 8-K (event)3222026-04-06
  • Proxy / DEF 14A452026-03-03
  • Activism (13D / DFAN / PREC)472024-10-25

Signals on file

  • critical

    Non-reliance disclosure

    2007-05-29

    2 Item 4.02 filings on file; financial-statement non-reliance.

  • elevated

    Auditor change

    2006-06-15

    4 Item 4.01 filings on file; certifying accountant change.

  • watch

    Late-filing notice

    2014-08-15

    7 NT 10-K/10-Q filings on file.

  • elevated

    Activism on file

    2024-10-25

    47 activist filings on file (13D, DFAN14A, PREC14A series).

  • info

    Signal

    Serial acquisition history

  • info

    Signal

    10-K strategy themes

  • info

    Signal

    Recent transaction activity

§ VIII·SE-Cluster Issuer Brief

Audited corpus.

No audited record on file for this CIK in the current v6 corpus.

This issuer has not been extracted into the v6 audited acquirer corpus yet. The brief above pulls from ranking-level aggregates and issuer-index signal only.